Patent filing guide

Provisional patent application

A provisional application for patent is a United States national application filed under 35 U.S.C. 111(b). It can establish an early filing date at the United States Patent and Trademark Office (USPTO). It is not examined for patentability and it does not itself become a patent.

What a provisional application is

The USPTO describes a provisional application as a lower-cost way to establish an early effective filing date for a later nonprovisional utility application. USPTO public guidance states that a provisional is not required to include a formal patent claim or an oath or declaration, and that an information disclosure (prior art) statement should not be filed because provisionals are not examined.

The written description still has to describe the invention. Drawings are required when they are necessary to understand it. A cover sheet identifies the filing as a provisional application. Those requirements come from USPTO's own provisional application overview, not from Persoona.

What a provisional application is not

  • It is not examined on the merits. The USPTO will not decide novelty, obviousness, or allowability on a provisional alone.
  • It does not become an issued patent. There is no "provisional patent." The phrase people use is "patent pending" after a qualifying application is on file.
  • It cannot be filed for a design. Design applications use a different path.
  • It does not replace a search of prior art or a conversation with registered counsel about what, if anything, is worth claiming.

Provisional versus nonprovisional

Both are United States patent applications. They do different jobs. A later nonprovisional utility application can claim the benefit of an earlier provisional under 35 U.S.C. 119(e) if it is filed within 12 months of the provisional filing date and the earlier disclosure supports the later claims.

TopicProvisionalNonprovisional utility
Statute35 U.S.C. 111(b)35 U.S.C. 111(a)
Examined?NoYes
Can issue as a patent?NoYes, if allowed
Formal claims required?No, per USPTO guidanceYes
Typical next stepFile a corresponding nonprovisional within 12 monthsExamination, possible office actions, then grant or abandonment

The 12-month clock

A provisional application is automatically abandoned 12 months after its filing date unless a corresponding nonprovisional application is filed and claims the benefit in time. USPTO materials treat that anniversary as a hard deadline. Missing it means the provisional filing date is no longer available to that later application.

Foreign filing under the Paris Convention, if relevant, also generally runs on a 12-month clock from the first filing. Whether that path applies to a given invention is a counsel question, not something this page can decide.

What it costs

There are two separate kinds of cost, and they should not be mixed together.

  1. USPTO fees. The Office charges a filing fee that depends on entity size (micro, small, or large). Those amounts are published on the USPTO fee schedule and change over time. This page does not quote a dollar figure so it cannot go stale.
  2. Drafting and counsel. If you hire a registered practitioner, their fee is a private engagement. It varies with the complexity of the disclosure. Persoona does not set, collect, or mark up those fees. Founders contact counsel directly.

Related tools on Persoona

These pages already exist. Use them before you spend on a filing or a first attorney meeting. Every Persoona patent deliverable is a draft for human review.

Provisional application questions

What is a provisional patent application?
A provisional application for patent is a United States national application filed under 35 U.S.C. 111(b). It lets an inventor establish an early United States Patent and Trademark Office (USPTO) filing date with a written description of the invention. It is not examined on the merits and does not itself become a patent.
How long does a provisional patent application last?
A provisional application is pending for 12 months from its filing date. To keep that filing date, a corresponding nonprovisional utility application must be filed within those 12 months and must claim the benefit of the provisional. The 12-month clock is set by statute and is not extended for weekends or holidays in the way some other USPTO deadlines are, so inventors typically file the nonprovisional before the anniversary.
Does a provisional application get examined or become a patent?
No. The USPTO does not examine a provisional application for patentability. It will not issue as a patent. It only holds a filing date that a later nonprovisional application can claim, if the later application is filed on time and the disclosure supports the claims.
What does a provisional application have to include?
USPTO guidance says a provisional application is not required to have a formal patent claim or an oath or declaration. It should include a written description of the invention, and drawings when they are needed to understand the invention. A cover sheet identifies the application as provisional. An information disclosure statement is not used because provisionals are not examined.
How much does a provisional patent application cost?
The USPTO charges a filing fee that depends on the applicant's entity size (micro, small, or large). Those amounts change, so confirm them on the current USPTO fee schedule rather than relying on a blog post. Attorney drafting fees, if you hire counsel, are separate and vary with complexity. Persoona does not set, collect, or quote those fees.
What is the difference between a provisional and a nonprovisional application?
A provisional application establishes a filing date and is not examined. A nonprovisional utility application is examined and can lead to an issued patent. A nonprovisional can claim the benefit of an earlier provisional if it is filed within 12 months and the earlier disclosure supports the later claims. Design patents cannot be filed as provisionals.
Is this page legal advice?
No. This guide restates public USPTO information so inventors can understand the filing types. It is not legal advice, a legal opinion, or a promise about patentability. Persoona is not a law firm and does not file applications at the USPTO. A registered patent attorney or patent agent should review any filing.

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